Seven Root Causes Behind 99% of Industrial Failures - Just Measure it

Seven Root Causes Behind 99% of Industrial Failures

Abstract

In modern process industries, most equipment and system failures can be traced back to a limited set of underlying causes. This article summarizes the seven most common factors that affect industrial automation and control systems, explains their impact, and provides recommended countermeasures for engineers and maintenance teams.

1. Measurement Signal Problems

Accurate measurement is the cornerstone of automatic control. In process industries, materials often have flammable, corrosive, or toxic properties, making online measurement difficult. Many critical parameters—such as composition or quality indices—may only be obtained via laboratory sampling, causing delays and inaccuracies.

  • Impact: Feedback control systems rely heavily on accurate signals. Measurement errors directly lead to poor control performance.

2. Actuator Characteristics

Actuators, such as control valves, are responsible for executing the controller’s commands. Their static and dynamic characteristics—including hysteresis, deadband, and response speed—have a direct influence on system stability and accuracy.

  • Impact: Poor actuator performance can lead to sluggish responses, oscillations, or even instability.

3. Process Dead Time (Time Delay)

Controlled processes often contain inherent delays. For example, temperature control in large furnaces shows significant dead time compared to flow control in pipelines.

  • Impact: Longer dead time reduces the system’s ability to respond quickly, leading to overshoot and degraded control quality.

4. Differences in Process Time Constants

Different processes have varying time constants. For instance, flow control loops respond within seconds, while heating processes may take minutes or hours to stabilize.

  • Impact: Large time constants limit control precision and require careful tuning of controller parameters.

5. Nonlinear Characteristics

Most industrial processes are inherently nonlinear. Their responses to control actions or disturbances vary across different operating ranges.

  • Impact: Nonlinearity makes it difficult for traditional PID control to maintain optimal performance across all conditions.

6. Time-Varying Nature

Some processes, such as biological fermentation, change significantly over time. Biomass concentration, raw material consumption, and product formation are all time-dependent.

  • Impact: Time-varying processes require adaptive or advanced control strategies; otherwise, system performance deteriorates.

7. Inherent Instability

Certain chemical and biochemical processes are unstable under specific operating conditions. For example, runaway reactions can cause exponential increases in temperature and pressure.

  • Impact: Once the process enters an unstable region, automatic control may lose effectiveness, and oscillations or accidents can occur.

Summary Table: Causes, Symptoms, and Countermeasures

Root CauseTypical SymptomsRecommended Countermeasures
Measurement Signal ProblemDrift, false readings, delayed signalsRedundant sensors, periodic calibration, signal filtering
Actuator IssuesValve sticking, slow responseUse high-quality actuators, regular maintenance
Process Dead TimeDelayed control action, overshootFeedforward control, Smith predictor, PID optimization
Large Time ConstantsSlow stabilization, sluggish loopsAdjust controller tuning, use cascade control
Nonlinear CharacteristicsInconsistent performance across rangesGain scheduling, model predictive control (MPC)
Time-Varying NaturePerformance degradation over timeAdaptive control, frequent re-tuning
Inherent InstabilityOscillations, runaway conditionsSafety interlocks, SIS protection, advanced control logic

Conclusion

While industrial failures may appear diverse and complex, nearly all of them can be traced back to these seven fundamental causes. By improving measurement accuracy, actuator performance, control strategies, and stability safeguards, engineers can significantly reduce failure risks and enhance process reliability.

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